2201.01594
Some Counterexamples to the Central Limit Theorem for Random Rotations
Klaudiusz Czudek
correctmedium confidenceCounterexample detected
- Category
- math.DS
- Journal tier
- Specialist/Solid
- Processed
- Sep 28, 2025, 12:56 AM
- arXiv Links
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Audit review
The paper proves two counterexamples to the √n-CLT for additive functionals of the ±α random rotation chain: (i) for a Liouville α there is an analytic observable with P(S_n/n^s>1)>1/24 infinitely often, and (ii) under infinitely many Diophantine approximants |α−p/q|≤c/q^γ (γ≥2), for any r<(γ−1)(1−s)−2 there is ϕ∈C^r with P(S_n/n^s>√2/32)>η infinitely often. These are Theorem 1 and Theorem 2 and their detailed inductive proofs (via special arcs G^η_q, rational approximations α_k, and carefully chosen time scales N_k) are internally consistent and complete in the manuscript , with the key steps laid out in Lemmas/estimates and the inductive constructions for both the Liouville and Diophantine cases (see the proof structure around (13)–(20) for Theorem 1 and (21)–(26) for Theorem 2) . By contrast, the model’s Phase-2 solution contains a fatal mismatch in Part (1): it chooses analytic Fourier weights a_j ≈ 2^{-j^2}e^{-σ m_j} and relies on the constraint n_j≲δ_j^{-2} with δ_j=|m_jα−ℤ| for Liouville α. For the explicit Liouville number α=∑10^{-j!}, one has δ_j≈m_j^{-j} (with m_j=10^{j!}), so even at the maximal allowed n_j, the main-mode contribution satisfies a_j n_j^{1−s}≲e^{-σ m_j} m_j^{2j(1−s)}→0, contradicting the model’s requirement (a_j/2)n_j^{1−s}≥2; moreover the claim “δ_j≤e^{-m_j^{3/2}}” is false for this α. Hence the model’s Part (1) construction cannot work as stated. The paper’s method avoids this obstruction by not coupling n_j to δ_j via a small-angle expansion; instead it uses near-rationality of α to keep orbits inside G-sets for N_k steps with positive probability, allowing N_k to be chosen arbitrarily large relative to the (exponentially small) Fourier weight and yielding the advertised bounds . Part (2) of the model roughly tracks the paper’s exponents, but lacks the careful subsequence/induction needed to balance earlier-mode tails, and omits the stage-wise constraints (25)–(26) that make the argument uniform; the paper’s version supplies those details . Proposition 1 and the Gordin–Lifšic framework for the positive CLT direction are also correctly stated and used in the paper to delineate the Diophantine regime .
Referee report (LaTeX)
\textbf{Recommendation:} minor revisions \textbf{Journal Tier:} specialist/solid \textbf{Justification:} The paper cleanly delineates regimes where the CLT holds and fails for additive functionals of random rotations, with explicit and constructive counterexamples. The inductive constructions and probabilistic estimates are sound. Minor clarifications would further aid readers, but no substantive changes appear necessary.