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2201.04510

Four-Dimensional Zero-Hopf Bifurcation for a Lorenz-Haken System

Sonia Renteria, Pedro Suárez

wrongmedium confidenceCounterexample detected
Category
math.DS
Journal tier
Specialist/Solid
Processed
Sep 28, 2025, 12:56 AM

Audit review

The paper’s main claims (Theorem 1.3) and methodology via first-order averaging are largely consistent and reproduce the advertised bounds on small periodic orbits near zero–Hopf points. However, the paper states an incorrect parameter relation for realizing the zero–Hopf spectrum at the origin: in Proposition 1.2(i) and Theorem 1.3(i) it sets d0 = -√(c^2 + ω^2)/3, whereas the characteristic polynomial calculation requires d0^2 = (c^2 + ω^2)/3, i.e., d0 = -√(c^2 + ω^2)/√3. This inconsistency is visible by comparing the general 3×3 Jacobian cubic at p0 with the target λ(λ^2 + ω^2) and also with the paper’s own formula for the imaginary pair at p (where it correctly gives ±i√(3d^2 - c^2)) and for p± (where it uses the √3 denominator) . Despite this, the subsequent normal-form/averaging computations and stability tests are set up as if the √3 were present (e.g., the repeated appearance of √3 in the change of variables and in the averaged coefficients) . The candidate solution identifies and corrects this error up front and otherwise follows a standard zero–Hopf reduction and averaging argument that agrees with the paper’s results, including the role of the combinations η = 3ce1 + 2√3 d1√(c^2 + ω^2) and η1 = 3a1ω^2 − 2cη in the stability inequalities and the upper bounds 4, 5, and 2 cycles in cases (i)–(iii) respectively . Therefore, with the essential correction d0 = -√(c^2 + ω^2)/√3, the model’s analysis is correct and reconciles the paper’s intended conclusions, while the paper as written contains a substantive parametric error in (i).

Referee report (LaTeX)

\textbf{Recommendation:} minor revisions

\textbf{Journal Tier:} specialist/solid

\textbf{Justification:}

The manuscript addresses a standard but nontrivial fold–Hopf (zero–Hopf) bifurcation in a 4D Lorenz–Haken-type system using averaging. The overall structure is sound, computations are explicit, and the bounds on the number and stability of small periodic orbits match the expectations for this codimension-two scenario. However, a substantive typographical error in the zero–Hopf parameterization at the origin (d0 missing a factor of √3) appears in both Proposition 1.2(i) and Theorem 1.3(i) and should be corrected to ensure internal consistency with the subsequent normal-form and averaging steps. With that correction and minor clarifications, the paper would be suitable for publication.