2209.07260
ALUTHGE TRANSFORMS OF GENERALIZED HYPERBOLIC OPERATORS
Linh T. T. Tran
incompletemedium confidence
- Category
- Not specified
- Journal tier
- Note/Short/Other
- Processed
- Sep 28, 2025, 12:56 AM
- arXiv Links
- Abstract ↗PDF ↗
Audit review
The paper claims the equivalence “invertible + shadowing and no nonzero r-homoclinic points for every r > 0 ⇔ hyperbolic” (Theorem 2.4) and reduces it to Theorem 2.3 via Lemma 3.1. However, Lemma 3.1 asserts Hr(T) ⊆ Ec(T) ⊆ Hr(T) for all r > 0 and its proof incorrectly concludes from ||x − y|| ≤ ε/2 that x ∈ Hr(T), without any control on ||T^n x − T^n y|| for |n| large (the key step is shown in the proof of Lemma 3.1). This gap undermines Theorems 2.3 and 2.4 as presented (see Lemma 3.1 and the subsequent uses of (3.1), and the “direct consequence” proof of Theorem 2.4). By contrast, the model’s solution provides an independent, correct proof: it uses shadowing to solve the cohomological equation y_{n+1} − T y_n = e_n for bounded e, then applies a dual-eigenfunctional argument to show (λI − T) is bijective for all |λ| = 1, yielding σ(T) ∩ 𝕋 = ∅.
Referee report (LaTeX)
\textbf{Recommendation:} major revisions \textbf{Journal Tier:} note/short/other \textbf{Justification:} The manuscript addresses natural questions in linear dynamics and operator theory and proposes an attractive criterion using r-homoclinic points. However, its central argument relies on Lemma 3.1, whose proof contains a fundamental logical gap (inferring r-homoclinicity of x from mere norm closeness to a homoclinic y at time 0). This gap affects Theorems 2.3 and 2.4 as presented. The main equivalence is likely correct and can be established by a direct cohomological-equation argument under shadowing, but the current text needs substantial revision to repair this proof.