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2403.14230

HAUSDORFF DIMENSION OF THE PARAMETERS FOR (α, β)-TRANSFORMATIONS WITH THE SPECIFICATION PROPERTY

Mai Oguchi, Mao Shinoda

correctmedium confidence
Category
Not specified
Journal tier
Specialist/Solid
Processed
Sep 28, 2025, 12:56 AM

Audit review

The paper proves that for a fixed endpoint coding u with u0=0, u≼σn u and K:=sup u_i<∞, the set of β>K+2 for which the (α(β),β)-shift has specification has Hausdorff dimension 1. Its proof constructs, for each large N, a Cantor family EN of parameters via an IFS on a coding map φ, invokes a specification criterion (bounded D(u),D(v) for β>2), and transfers dimension from φ(EN) to EN using a Lipschitz estimate (Lemma 3.2), yielding dimH EN ≥ log(N−3)/log N → 1 as N→∞, hence the target set has dimension 1. The candidate solution follows the same overall scheme (fix u; build a large class of v avoiding extreme digits; use a specification criterion; create a Cantor set of parameters with an IFS; obtain a dimension lower bound tending to 1). However, it informally places the IFS directly on the β-parameter line and claims “uniform contraction/branching” there; the paper instead defines an IFS on φ(EN) and uses a Lipschitz map β↦φ(β) to transfer dimension back to EN. Despite this mismatch in where the IFS acts, the candidate’s argument reaches the correct conclusion and is substantially the same in spirit. Minor issues in the paper (a typographical derivative formula for α(β) missing the coefficients u_j) do not affect correctness. Key steps and statements are explicit in Theorem 1, Theorem 2.2, Lemma 3.1, and the construction of EN and φ(EN).

Referee report (LaTeX)

\textbf{Recommendation:} minor revisions

\textbf{Journal Tier:} specialist/solid

\textbf{Justification:}

The manuscript establishes a full Hausdorff-dimension result for parameters with the specification property in (α,β)-shifts under a natural kneading constraint on the left endpoint coding. The approach—realize suitable endpoint codings, use a clean specification criterion, and build a Cantor family via an IFS on a coding map—yields a clear and complete argument. Minor typographical issues (notably a derivative display and the phrase “interacted” vs. “iterated” function system) should be corrected, and a couple of steps (scope of β>2 when invoking specification) clarified. With these adjustments, the paper is a solid, publishable contribution.