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2409.00762

Polynomial Shape Adic Systems Are Inherently Expansive

Sarah Frick, Karl Petersen, Sandi Shields

correctmedium confidence
Category
Not specified
Journal tier
Strong Field
Processed
Sep 28, 2025, 12:56 AM

Audit review

The paper proves inherent expansiveness for polynomial-shape Bratteli–Vershik systems by contradiction via: (i) finding, for large i, an initial uncovered link between two level-(i+1) vertices visited by a hypothetical depth-i pair (Lemma 6.1), (ii) extending the link to a long straight distinguished chain of uncovered splitting vertices (Link Lemma 5.4), and (iii) using a simple coordinate/combinatorial observation at level i+2 (Lemma 6.2) plus the Vershik rule to force a contradiction; see Theorem 6.3 for the main statement and proof outline. These ingredients and their roles are visible in the paper’s statements and proof scaffolding: the main theorem and its construction of a distinguished chain (Theorem 6.3), the Link Lemma (Lemma 5.4), the chain-starting lemma (Lemma 6.1), uncovered-region facts (Lemma 4.9 and Corollary 4.10), and the final Vershik-based contradiction at level i+2. The candidate solution mirrors this structure closely: it defines polynomial-shape diagrams, codings, depth pairs, covered/uncovered vertices, constructs links and distinguished chains within uncovered regions, invokes a “lattice-arithmetic lemma” (the paper’s Lemma 6.2) to ensure an extra source in a shared vertex, and concludes expansiveness via contradiction. The only substantive gap in the candidate is the lack of an explicit bound N (the paper gives N = 4dq + 6q), but otherwise the logic and steps align. Citations: main theorem and chain construction ; Link Lemma 5.4 (statement and use) ; chain-starting Lemma 6.1 and its hypotheses ; uncovered-source-set results Lemma 4.9 and Corollary 4.10 ; definition of polynomial shape (Defs. 3.1–3.3) ; the concluding contradiction at level i+2 via Vershik dynamics and chain alternation .

Referee report (LaTeX)

\textbf{Recommendation:} minor revisions

\textbf{Journal Tier:} strong field

\textbf{Justification:}

The manuscript offers a clear, modular proof that polynomial-shape Bratteli–Vershik systems are inherently expansive. It leverages a robust chain/link framework, precise uncovered/covered criteria, and a simple but effective coordinate argument to obtain the Vershik-based contradiction. The structure is accessible and the result is broad. Minor clarifications—such as foregrounding the role of Lemma 6.2 and briefly explaining the explicit bound N—would improve readability without altering substance.