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2409.10844

Entropy for compact operators and results on entropy and specification.

Paulo Lupatini, Felipe Carvalho Silva, Régis Varão

correctmedium confidence
Category
Not specified
Journal tier
Specialist/Solid
Processed
Sep 28, 2025, 12:56 AM

Audit review

The paper proves that for a compact operator T on a Banach space the topological entropy equals the sum of log|λ| over eigenvalues with |λ|>1 (counted with multiplicity), via a Riesz decomposition and a direct appeal to Walters’s finite-dimensional entropy formula. The model independently derives the same formula by (i) extracting the finite-dimensional expanding subspace using Riesz–Schauder projections, (ii) proving zero entropy on the nonexpanding complement, and (iii) computing the finite-dimensional contribution by a uniform-expansion/volume-growth argument. The paper’s proof has a small gap where Lemma 3.2 is cited to conclude htop(T1)=0 even when σ(T1) may contain |λ|=1; the model correctly handles the central part (|λ|=1) to close this gap. Aside from this fixable point and a need to state multiplicity conventions explicitly, both arguments are correct and reach the same result.

Referee report (LaTeX)

\textbf{Recommendation:} minor revisions

\textbf{Journal Tier:} specialist/solid

\textbf{Justification:}

The main spectral formula for compact operators is correct and well-motivated, and the surrounding results on specification/OSP sharpen the picture for operator dynamics. The proof of Theorem A needs a small amendment to treat the \$|\lambda|=1\$ case in the nonexpanding block, and multiplicity conventions should be made explicit. These are minor presentational fixes; the core mathematics is sound.