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2409.11085

A Ruelle operator for holomorphic correspondences

Shrihari Sridharan, Subith G.

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Not specified
Journal tier
Specialist/Solid
Processed
Sep 28, 2025, 12:56 AM

Audit review

The paper proves a Ruelle operator theorem for expansive holomorphic correspondences on X = supp(μ), including existence/simplicity of a positive eigenpair and uniform convergence of normalized iterates. Its strategy passes to a shift space of infinite forward orbits, establishes equicontinuity of normalized dual iterates, uses a density-of-preimages claim, and concludes uniform convergence; it also sketches a spectral-gap corollary for Hölder potentials. While the architecture is sound, two key ingredients are asserted with insufficient justification: (i) the density, in X, of backward images of any given point in X, which is used centrally in Lemma 10.1 and in the pressure/eigenvalue identification step; and (ii) compactness/convexity details of the cone Ω used with Schauder to obtain the eigenfunction. The candidate model solution is likewise strong in outline, giving a Walters–Lasota–Yorke approach with spectral gap and smoothing to Cα, but it assumes without proof that expansiveness on X yields a uniformly finite family of globally α-Lipschitz inverse branches (and that branching over X can be neglected), which is nontrivial for holomorphic correspondences. Therefore, both proofs have plausible cores but leave important steps unproven.

Referee report (LaTeX)

\textbf{Recommendation:} major revisions

\textbf{Journal Tier:} specialist/solid

\textbf{Justification:}

The manuscript advances a natural and promising Ruelle operator theory for expansive holomorphic correspondences, with a clean reduction to a shift space and compelling conclusions (existence, simplicity, uniform convergence). However, a key density-of-preimages property is used without an explicit proof or reference ensuring it holds for all base points in the support X, and compactness/continuity details in the Schauder fixed-point step are sketched. The spectral-gap corollary would also benefit from a precise reference or added detail. Addressing these points should be feasible and will render the work publication-ready.