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2501.01878

On Shilnikov’s scenario in 3D: Topological chaos for vectorfields of class C1

Hans-Otto Walther

correctmedium confidence
Category
math.DS
Journal tier
Specialist/Solid
Processed
Sep 28, 2025, 12:56 AM

Audit review

The paper constructs forward and entire trajectories that realize any prescribed 0–1 itinerary using curve-selection and compactness (Proposition 8.1 and Theorem 8.2), explicitly avoiding 2D covering relations and cone/hyperbolicity checks and noting that periodic orbits remain open; hence, no horseshoe or conjugacy is claimed (and would in fact imply periodic points) . By contrast, the model’s solution asserts Conley–Moser two-strip horseshoe conditions (vertical/horizontal strips, C1 graph level sets with small slopes, cone invariance, diffeomorphic restriction, expansion/contraction) without these derivative and transversality estimates being established in the paper. The paper only proves continuity of the angle map Φj (not C1) and certain separation and boundary-crossing properties (Propositions 6.3, 7.1, 7.3, 7.4), which are insufficient to invoke Conley–Moser . Therefore the model’s proof relies on missing assumptions and over-claims a horseshoe and conjugacy that the paper deliberately does not assert.

Referee report (LaTeX)

\textbf{Recommendation:} minor revisions

\textbf{Journal Tier:} specialist/solid

\textbf{Justification:}

The manuscript offers a careful and self-contained analysis of return maps near a homoclinic loop, proving itinerary realization for forward and entire sequences without claiming hyperbolicity. The curve-based approach is clear and technically sound, and the explicit decision to avoid 2D covering relations/cone conditions is transparent. A few expository tweaks would further improve readability, but the results are correct within the stated scope.