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2501.08438

(S,w)-GAP SHIFTS AND THEIR ENTROPY

Cristian Ramirez, Amy Somers

correctmedium confidence
Category
math.DS
Journal tier
Specialist/Solid
Processed
Sep 28, 2025, 12:56 AM

Audit review

The paper proves that h(X_w(S)) = log λ where λ > 0 uniquely solves 1 = ∑_{n∈S} ϕ_w(n) λ^{-(n+1)}, using synchronizing word 0, extender sets, and an MME with µ[0] > 0 (Theorem 1.1 and its proof) . The candidate solution derives the same formula via a renewal/coded-shift generating function argument (codewords u0 with |u|∈S, C(z)=∑ ϕ_w(n) z^{n+1}, and A(z)=1/(1−C(z))). Both approaches are coherent and lead to the same value of entropy; the paper’s proof is measure-theoretic, while the model’s is combinatorial/analytic. A minor fixable gap in the paper is the use of |B_n(w)| ≥ e^{n h(O)} “for all n” inside Lemma 5.3; one should choose the finitely many n_i along a subsequence where (1/n)log|B_n(w)| is sufficiently close to h(O). This does not affect correctness of the main result .

Referee report (LaTeX)

\textbf{Recommendation:} minor revisions

\textbf{Journal Tier:} specialist/solid

\textbf{Justification:}

The paper defines a natural generalization of S-gap shifts and cleanly relates entropy to the complexity function of the reference sequence w. The arguments are essentially correct; the MME positivity argument requires a minor quantitative tweak but does not threaten the main theorem. Results on synchronization, irreducibility, mixing, and the entropy formula are of solid interest to symbolic dynamics, especially coded systems.