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2502.12505

A Conservative Partially Hyperbolic Dichotomy: Hyperbolicity versus Nonhyperbolic Measures

Lorenzo J. Díaz, Jiagang Yang, Jinhua Zhang

correctmedium confidence
Category
math.DS
Journal tier
Strong Field
Processed
Sep 28, 2025, 12:56 AM

Audit review

The paper proves Theorem A: for every f ∈ PH^{1+α}_{Leb,c=1}(T^3) homotopic to a linear Anosov automorphism, either f is Anosov or it has a nonhyperbolic ergodic measure. The proof in Section 5.2 proceeds exactly along the model’s outline: (i) if f is not accessible then f is Anosov (Theorem 5.5) ; else (ii) if λ_c(Leb)=0 we are done; else λ_c(Leb)>0 implies f is mostly expanding (Theorem 3.11), whence the unique F^u-minimal set Λ either supports a nonhyperbolic measure or is uniformly hyperbolic with expanding center (Proposition 4.1) . In the latter case, semiconjugacy properties (Theorem 5.2) force the linear center of A to be expanding (Claim 5.7) ; then a transversality-vs.-foliation alternative (Theorem 5.4) yields s-transversality under accessibility, and Theorem G gives the final dichotomy . The model’s solution mirrors these steps, with one minor imprecision: it invokes a Gan–Shi criterion (Theorem 5.6) to rule out the “h maps Fu to Wu(A)” branch, but this is unnecessary because Theorem 5.4 already implies s-transversality under accessibility without assuming f is Anosov. Aside from this, the proofs coincide in structure and content.

Referee report (LaTeX)

\textbf{Recommendation:} minor revisions

\textbf{Journal Tier:} strong field

\textbf{Justification:}

The manuscript establishes a clean dichotomy in a canonical 3D conservative partially hyperbolic setting, using a modern blend of mostly expanding techniques, semiconjugacy, and nonperturbative periodic approximation. The argument is coherent and well motivated. Minor clarifications about reliance on external results (especially the transversality alternative) and slightly more detailed signposting would further improve readability.