2503.23173
AN IMPROVED CLIMENHAGA-THOMPSON CRITERION FOR LOCALLY MAXIMAL SETS
Maria Jose Pacifico, Fan Yang, Jiagang Yang, Gongran Yao
correctmedium confidence
- Category
- Not specified
- Journal tier
- Strong Field
- Processed
- Sep 28, 2025, 12:56 AM
- arXiv Links
- Abstract ↗PDF ↗
Audit review
The paper’s Theorem A assumes (I0)–(III) and a strict pressure gap for obstructions to expansivity and proves there is a unique equilibrium state for ϕ|Λ, supported on Λ and ergodic. The proof works directly at the flow level by (i) showing P(O(U)) = P(O(U1)) = P(Λ×R+) = P(ϕ;Λ), (ii) constructing µ via weighted separated sets in O(U1) and time-averaging, and (iii) establishing lower and upper Gibbs bounds (on G0 and Λ, respectively) to conclude uniqueness and ergodicity (Lemma 3.1; Lemma 4.1; Proposition 5.5; Lemma 4.2) . By contrast, the model’s argument reduces to the time–1 map and invokes the Climenhaga–Thompson uniqueness theorem for homeomorphisms; its key step claims that the flow-level pressure gap for obstructions to expansivity implies the same gap for the time–1 map. This is incorrect: since Γε^flow(x) ⊂ Γε^map(x), we have NE_flow(ε;Λ) ⊂ NE_map(ε;Λ) (cf. the paper’s definition of obstructions to expansivity) and thus the obstruction pressure for the map is ≥ (not ≤) the obstruction pressure for the flow; the model’s inequality is reversed, so the required map-level pressure gap is not justified . The paper’s flow-level Gibbs method avoids this pitfall and appears complete and correct under its stated hypotheses.
Referee report (LaTeX)
\textbf{Recommendation:} minor revisions \textbf{Journal Tier:} strong field \textbf{Justification:} The manuscript pushes the CT framework to locally maximal sets for flows with a careful blend of specification on Λ and pressure control on O(U1). The proof is robust, transparent, and addresses a known technical hurdle (shadowing orbits leaving Λ) without invoking additional expansivity at the map level. Minor edits could further improve readability and highlight the methodological contribution.