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2505.00328

THE SPECTRAL CHARACTERISTICS OF THE STURM HAMILTONIAN WITH EVENTUALLY PERIODIC TYPE

Jie Cao, Zhenyu Yu

correcthigh confidence
Category
Not specified
Journal tier
Strong Field
Processed
Sep 28, 2025, 12:56 AM

Audit review

The paper’s Theorem 1.1 establishes items (i)–(vii) for Sturmian Hamiltonians with eventually periodic type at large coupling (λ>20), via an SFT coding Ω_a, a geometric potential Ψ_a recording band-lengths, and a pressure function P(s) that is C1 and strictly convex. It proves: d(α,λ)=−P(0)/P′(0), γ(α,λ)=−P(0)/P′(−∞), D(α,λ)=−P(0)/P′(D) for some D∈(0,D(α,λ)) (equivalently P(D(α,λ))=0), T±(α,λ)=−P(0)/P′(∞) and the strict chain γ<d<D<T; it also shows tail invariance and large-coupling limits scaling like const/logλ, with constants depending only on the periodic tail a. These are explicitly stated and proved in Theorem 1.1 and Section 5, using the bi-Lipschitz coding π_{a,λ} and DOS–entropy measure comparison (Propositions 4.6–4.8) . The candidate solution follows essentially the same scheme and reaches the same identities. Two minor overclaims in the model’s write-up: (1) it asserts real-analyticity of P(s), while the paper proves C1 and strict convexity (sufficient for all conclusions); (2) it states N_{α,λ} equals the exact push-forward of the maximal entropy measure, whereas the paper proves strong equivalence via the coding (enough for local-dimension and dimension identities) . Aside from these, the proofs match closely, including the strict inequalities via convexity of P and the tail property .

Referee report (LaTeX)

\textbf{Recommendation:} minor revisions

\textbf{Journal Tier:} strong field

\textbf{Justification:}

A solid, unified thermodynamic treatment of spectral characteristics for Sturmian Hamiltonians with eventually periodic frequencies at large coupling. The framework generalizes Fibonacci results and cleanly relates γ, d, D, and T to a single pressure function, proving strict inequalities, tail invariance, and sharp asymptotics. The paper is technically sound and well-structured; minor clarifications on the regularity of pressure and the precise DOS push-forward statement would further enhance clarity.