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2508.10650

The Φ-Process: Operator–Algebraic Embeddings of Possibilities, Transfinite Stabilization, and a Quantitative Application to Sensory Depletion

Faruk Alpay, Bugra Kilictas

wrongmedium confidenceCounterexample detected
Category
math.DS
Journal tier
Specialist/Solid
Processed
Sep 28, 2025, 12:57 AM

Audit review

Part (a) of the paper’s Theorem 5.3—monotone inequality X^circ ⪯ X^intact—follows by a standard induction and logical contraction, and is correct. However, the strictness claim in (b) is false under the stated hypotheses (positive E injective on nonnull supports; B monotone, 1-Lipschitz, logically contractive) even when μ(F)>0 and the inputs hit F infinitely often. A simple linear example with B(x)=αx∈(0,1), E=Id, F=S, and s_n=2^{-n} yields X^intact=X^circ=0, contradicting the theorem’s strict inequality claim. This directly refutes the proof’s step that a positive per-step gap “persists in the limit under event-indexed contraction” without a uniform lower bound or strict incremental responsiveness. The paper itself later introduces additional conditions (periodic/dense events and incremental lower bounds for B) to secure quantified positive gaps, aligning with the model’s proposed fixes, but these are not assumed in Theorem 5.3’s statement. Therefore, (b) as stated is incorrect, while the model’s diagnosis and counterexamples are valid. See Theorem 5.3 and its proof, and the later gap-quantification results Lemma 5.6/Proposition 5.7 for the necessary strengthenings . Logical contraction (Axiom 3.1/Theorem 3.2) ensures convergence but not strict positivity of the limit gap absent those extra hypotheses .

Referee report (LaTeX)

\textbf{Recommendation:} major revisions

\textbf{Journal Tier:} specialist/solid

\textbf{Justification:}

The manuscript develops a broad Φ-framework with several correct components, but the application theorem (Theorem 5.3) overclaims strictness without the quantitative assumptions later used in Lemma 5.6/Proposition 5.7. This is central to the paper’s claimed application value. The issue can be repaired by strengthening hypotheses and aligning the statement with the later quantitative results, but the current presentation must be revised to avoid a misleading claim.