2508.21645
Negative Lyapunov exponent of circle maps forced by expanding circle endomorphisms
Kirthana Rajasekar
correctmedium confidence
- Category
- Not specified
- Journal tier
- Specialist/Solid
- Processed
- Sep 28, 2025, 12:57 AM
- arXiv Links
- Abstract ↗PDF ↗
Audit review
The paper proves Theorem 1.1 by a counting argument on b-adic partitions, showing that for b large enough the fraction of “bad” levels along almost every orbit is ≤ 2(q/b) and hence below 1/(2(l+1)); combining this with a multiplicative estimate yields L(x,y) < (1/2) log C for a.e. (x,y). The key steps are Definition 1.1, Lemma 2.1 (counting lemma), Lemmas 2.2–2.3 (binomial tail + Borel–Cantelli), Lemma 3.1 (small slope of auxiliary graphs when b is large), and Lemma 4.1 (uniform bound on the number of bad children), culminating in Lemma 4.2 and Theorem 1.1. All these elements are explicit and consistent in the text . The candidate solution hinges on a false independence claim: it asserts that, under Lebesgue measure, x_j (determined by tail base-b digits) is independent of y_j (which in fact depends on the entire past base orbit and therefore on the same tail digits). This invalidates the key step E[I_j | past] ≤ ε and the subsequent martingale/Azuma argument. It also incorrectly claims that the result holds for all b ≥ 2 and that the “at most s intervals” hypothesis is unnecessary, both of which contradict the paper’s explicit reliance on a large b to create small distortion and on s to bound the number of bad subintervals per cylinder .
Referee report (LaTeX)
\textbf{Recommendation:} minor revisions \textbf{Journal Tier:} specialist/solid \textbf{Justification:} The proof is correct and self-contained, with a clear dependence on b, s, C, and ∥f∥\_{C\^1}. The strategy—counting bad cylinders under small distortion—fits well within the literature and extends non-monotone cases. Minor clarifications would further strengthen readability, particularly where worst-case q is used in the binomial estimates and regarding the necessity of the topological bound in (b).