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2509.03769

Deficiency of equation-finding approach to data-driven modeling of dynamical systems

Zheng-Meng Zhai, Valerio Lucarini, Ying-Cheng Lai

incompletemedium confidence
Category
Not specified
Journal tier
Note/Short/Other
Processed
Sep 28, 2025, 12:57 AM

Audit review

The paper convincingly documents—via multiple data-driven reconstructions restricted to the monomial library {1, x, y, z, xy, xz, yz}—that many algebraically distinct quadratic vector fields generate essentially the same Lorenz-like attractor, with near-identical leading Koopman eigenvalues computed by Ulam’s method, close Lyapunov exponents, small KL divergence, and on–off intermittency in velocity-field discrepancies, see their pipeline and results in Figs. 1–3 and related text (Ulam/Koopman setup; library choice; three recovered equation sets; on–off behavior; “in principle an infinite number” claim) . However, the paper provides no theorem-level proof or general structural hypotheses ensuring persistence of the phenomenon; it offers strong empirical evidence and interpretive arguments. In contrast, the model supplies an explicit, mathematically supported construction: an affine-conjugate base family (exactly matching Koopman spectra and Lyapunov exponents under the paper’s normalization/Ulam protocol) plus small C^1 perturbations within the same monomial library, invoking robustness/statistical stability of geometric Lorenz flows and continuity of finite-dimensional spectra to obtain ε-closeness of the first N Koopman eigenvalues and Lyapunov exponents, and proving the observed on–off pattern via rare-event statistics. Hence the model provides a correct constructive proof of the reported phenomenon, while the paper’s argument—though compelling—remains incomplete.

Referee report (LaTeX)

\textbf{Recommendation:} major revisions

\textbf{Journal Tier:} note/short/other

\textbf{Justification:}

The study compellingly shows that sparse equation discovery can yield many algebraically distinct models producing statistically indistinguishable chaotic attractors, and it carefully compares Koopman spectra, Lyapunov exponents, and KL divergence. The phenomenon is important and timely for data-driven modeling. Yet, the paper currently lacks precise structural assumptions and theorem-level statements to support general claims. Adding explicit definitions (e.g., a formal notion of statistical indistinguishability to order (N, ε)), clarifying discretization/normalization choices and their robustness, and discussing theoretical underpinnings (robustness/statistical stability of Lorenz-like flows) would markedly strengthen the work’s rigor and impact.